Ethics of DNA research on human remains: five globally applicable guidelines

We are a group of archaeologists, anthropologists, curators and geneticists representing diverse global communities and 31 countries. All of us met in a virtual workshop dedicated to ethics in ancient DNA research held in November 2020. There was widespread agreement that globally applicable ethical guidelines are needed, but that recent recommendations grounded in discussion about research on human remains from North America are not always generalizable worldwide. Here we propose the following globally applicable guidelines, taking into consideration diverse contexts. These hold that: (1) researchers must ensure that all regulations were followed in the places where they work and from which the human remains derived; (2) researchers must prepare a detailed plan prior to beginning any study; (3) researchers must minimize damage to human remains; (4) researchers must ensure that data are made available following publication to allow critical re-examination of scientific findings; and (5) researchers must engage with other stakeholders from the beginning of a study and ensure respect and sensitivity to stakeholder perspectives. We commit to adhering to these guidelines and expect they will promote a high ethical standard in DNA research on human remains going forward.

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Main Authors: Alpaslan-Roodenberg, Songül, Anthony, David, Babiker, Hiba, Bánffy, Eszter, Booth, Thomas, Capone, Patricia, Deshpande-Mukherjee, Arati, Eisenmann, Stefanie, Fehren-Schmitz, Lars, Frachetti, Michael, Fujita, Ricardo, Frieman, Catherine J., Fu, Qiaomei, Gibbon, Victoria, Haak, Wolfgang, Hajdinjak, Mateja, Hofmann, Kerstin P., Holguin, Brian, Inomata, Takeshi, Kanzawa-Kiriyama, Hideaki, Keegan, William, Kelso, Janet, Krause, Johannes, Kumaresan, Ganesan, Kusimba, Chapurukha, Kusimba, Sibel, Lalueza-Fox, Carles, Llamas, Bastien, MacEachern, Scott, Mallick, Swapan, Matsumura, Hirofumi, Morales-Arce, Ana Y., Motuzaite Matuzeviciute, Giedre, Mushirf-Tripathy, Veena, Nakatsuka, Nathan, Nores, Rodrigo, Ogola, Christine, Okumura, Mercedes, Patterson, Nick, Pinhasi, Ron, Prasad, Samayamantri P. R., Prendergast, Mary E., Punzo, Jose Luis, Reich, David, Sawafuji, Rikai, Sawchuk, Elizabeth, Schiffels, Stephan, Sedig, Jakob, Shnaider, Svetlana, Sirak, Kendra, Skoglund, Pontus, Slon, Viviane, Snow, Meradeth, Soressi, Marie, Spriggs, Matthew, Stockhammer, Philipp W., Szécsényi-Nagy, Anna, Thangaraj, Kumarasamy, Tiesler, Vera, Tober, Ray, Wang, Chuan-Chao, Warinner, Christina, Yasawardene, Surangi, Zahir, Muhammad
Other Authors: Australian Research Council
Format: artículo de revisión biblioteca
Published: Nature Publishing Group 2021
Online Access:http://hdl.handle.net/10261/263519
http://dx.doi.org/10.13039/501100000265
http://dx.doi.org/10.13039/501100001321
http://dx.doi.org/10.13039/501100000780
http://dx.doi.org/10.13039/501100003593
http://dx.doi.org/10.13039/501100000923
http://dx.doi.org/10.13039/501100001807
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description We are a group of archaeologists, anthropologists, curators and geneticists representing diverse global communities and 31 countries. All of us met in a virtual workshop dedicated to ethics in ancient DNA research held in November 2020. There was widespread agreement that globally applicable ethical guidelines are needed, but that recent recommendations grounded in discussion about research on human remains from North America are not always generalizable worldwide. Here we propose the following globally applicable guidelines, taking into consideration diverse contexts. These hold that: (1) researchers must ensure that all regulations were followed in the places where they work and from which the human remains derived; (2) researchers must prepare a detailed plan prior to beginning any study; (3) researchers must minimize damage to human remains; (4) researchers must ensure that data are made available following publication to allow critical re-examination of scientific findings; and (5) researchers must engage with other stakeholders from the beginning of a study and ensure respect and sensitivity to stakeholder perspectives. We commit to adhering to these guidelines and expect they will promote a high ethical standard in DNA research on human remains going forward.
author2 Australian Research Council
author_facet Australian Research Council
Alpaslan-Roodenberg, Songül
Anthony, David
Babiker, Hiba
Bánffy, Eszter
Booth, Thomas
Capone, Patricia
Deshpande-Mukherjee, Arati
Eisenmann, Stefanie
Fehren-Schmitz, Lars
Frachetti, Michael
Fujita, Ricardo
Frieman, Catherine J.
Fu, Qiaomei
Gibbon, Victoria
Haak, Wolfgang
Hajdinjak, Mateja
Hofmann, Kerstin P.
Holguin, Brian
Inomata, Takeshi
Kanzawa-Kiriyama, Hideaki
Keegan, William
Kelso, Janet
Krause, Johannes
Kumaresan, Ganesan
Kusimba, Chapurukha
Kusimba, Sibel
Lalueza-Fox, Carles
Llamas, Bastien
MacEachern, Scott
Mallick, Swapan
Matsumura, Hirofumi
Morales-Arce, Ana Y.
Motuzaite Matuzeviciute, Giedre
Mushirf-Tripathy, Veena
Nakatsuka, Nathan
Nores, Rodrigo
Ogola, Christine
Okumura, Mercedes
Patterson, Nick
Pinhasi, Ron
Prasad, Samayamantri P. R.
Prendergast, Mary E.
Punzo, Jose Luis
Reich, David
Sawafuji, Rikai
Sawchuk, Elizabeth
Schiffels, Stephan
Sedig, Jakob
Shnaider, Svetlana
Sirak, Kendra
Skoglund, Pontus
Slon, Viviane
Snow, Meradeth
Soressi, Marie
Spriggs, Matthew
Stockhammer, Philipp W.
Szécsényi-Nagy, Anna
Thangaraj, Kumarasamy
Tiesler, Vera
Tober, Ray
Wang, Chuan-Chao
Warinner, Christina
Yasawardene, Surangi
Zahir, Muhammad
format artículo de revisión
author Alpaslan-Roodenberg, Songül
Anthony, David
Babiker, Hiba
Bánffy, Eszter
Booth, Thomas
Capone, Patricia
Deshpande-Mukherjee, Arati
Eisenmann, Stefanie
Fehren-Schmitz, Lars
Frachetti, Michael
Fujita, Ricardo
Frieman, Catherine J.
Fu, Qiaomei
Gibbon, Victoria
Haak, Wolfgang
Hajdinjak, Mateja
Hofmann, Kerstin P.
Holguin, Brian
Inomata, Takeshi
Kanzawa-Kiriyama, Hideaki
Keegan, William
Kelso, Janet
Krause, Johannes
Kumaresan, Ganesan
Kusimba, Chapurukha
Kusimba, Sibel
Lalueza-Fox, Carles
Llamas, Bastien
MacEachern, Scott
Mallick, Swapan
Matsumura, Hirofumi
Morales-Arce, Ana Y.
Motuzaite Matuzeviciute, Giedre
Mushirf-Tripathy, Veena
Nakatsuka, Nathan
Nores, Rodrigo
Ogola, Christine
Okumura, Mercedes
Patterson, Nick
Pinhasi, Ron
Prasad, Samayamantri P. R.
Prendergast, Mary E.
Punzo, Jose Luis
Reich, David
Sawafuji, Rikai
Sawchuk, Elizabeth
Schiffels, Stephan
Sedig, Jakob
Shnaider, Svetlana
Sirak, Kendra
Skoglund, Pontus
Slon, Viviane
Snow, Meradeth
Soressi, Marie
Spriggs, Matthew
Stockhammer, Philipp W.
Szécsényi-Nagy, Anna
Thangaraj, Kumarasamy
Tiesler, Vera
Tober, Ray
Wang, Chuan-Chao
Warinner, Christina
Yasawardene, Surangi
Zahir, Muhammad
spellingShingle Alpaslan-Roodenberg, Songül
Anthony, David
Babiker, Hiba
Bánffy, Eszter
Booth, Thomas
Capone, Patricia
Deshpande-Mukherjee, Arati
Eisenmann, Stefanie
Fehren-Schmitz, Lars
Frachetti, Michael
Fujita, Ricardo
Frieman, Catherine J.
Fu, Qiaomei
Gibbon, Victoria
Haak, Wolfgang
Hajdinjak, Mateja
Hofmann, Kerstin P.
Holguin, Brian
Inomata, Takeshi
Kanzawa-Kiriyama, Hideaki
Keegan, William
Kelso, Janet
Krause, Johannes
Kumaresan, Ganesan
Kusimba, Chapurukha
Kusimba, Sibel
Lalueza-Fox, Carles
Llamas, Bastien
MacEachern, Scott
Mallick, Swapan
Matsumura, Hirofumi
Morales-Arce, Ana Y.
Motuzaite Matuzeviciute, Giedre
Mushirf-Tripathy, Veena
Nakatsuka, Nathan
Nores, Rodrigo
Ogola, Christine
Okumura, Mercedes
Patterson, Nick
Pinhasi, Ron
Prasad, Samayamantri P. R.
Prendergast, Mary E.
Punzo, Jose Luis
Reich, David
Sawafuji, Rikai
Sawchuk, Elizabeth
Schiffels, Stephan
Sedig, Jakob
Shnaider, Svetlana
Sirak, Kendra
Skoglund, Pontus
Slon, Viviane
Snow, Meradeth
Soressi, Marie
Spriggs, Matthew
Stockhammer, Philipp W.
Szécsényi-Nagy, Anna
Thangaraj, Kumarasamy
Tiesler, Vera
Tober, Ray
Wang, Chuan-Chao
Warinner, Christina
Yasawardene, Surangi
Zahir, Muhammad
Ethics of DNA research on human remains: five globally applicable guidelines
author_sort Alpaslan-Roodenberg, Songül
title Ethics of DNA research on human remains: five globally applicable guidelines
title_short Ethics of DNA research on human remains: five globally applicable guidelines
title_full Ethics of DNA research on human remains: five globally applicable guidelines
title_fullStr Ethics of DNA research on human remains: five globally applicable guidelines
title_full_unstemmed Ethics of DNA research on human remains: five globally applicable guidelines
title_sort ethics of dna research on human remains: five globally applicable guidelines
publisher Nature Publishing Group
publishDate 2021
url http://hdl.handle.net/10261/263519
http://dx.doi.org/10.13039/501100000265
http://dx.doi.org/10.13039/501100001321
http://dx.doi.org/10.13039/501100000780
http://dx.doi.org/10.13039/501100003593
http://dx.doi.org/10.13039/501100000923
http://dx.doi.org/10.13039/501100001807
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spelling dig-ibe-es-10261-2635192023-01-03T08:43:14Z Ethics of DNA research on human remains: five globally applicable guidelines Alpaslan-Roodenberg, Songül Anthony, David Babiker, Hiba Bánffy, Eszter Booth, Thomas Capone, Patricia Deshpande-Mukherjee, Arati Eisenmann, Stefanie Fehren-Schmitz, Lars Frachetti, Michael Fujita, Ricardo Frieman, Catherine J. Fu, Qiaomei Gibbon, Victoria Haak, Wolfgang Hajdinjak, Mateja Hofmann, Kerstin P. Holguin, Brian Inomata, Takeshi Kanzawa-Kiriyama, Hideaki Keegan, William Kelso, Janet Krause, Johannes Kumaresan, Ganesan Kusimba, Chapurukha Kusimba, Sibel Lalueza-Fox, Carles Llamas, Bastien MacEachern, Scott Mallick, Swapan Matsumura, Hirofumi Morales-Arce, Ana Y. Motuzaite Matuzeviciute, Giedre Mushirf-Tripathy, Veena Nakatsuka, Nathan Nores, Rodrigo Ogola, Christine Okumura, Mercedes Patterson, Nick Pinhasi, Ron Prasad, Samayamantri P. R. Prendergast, Mary E. Punzo, Jose Luis Reich, David Sawafuji, Rikai Sawchuk, Elizabeth Schiffels, Stephan Sedig, Jakob Shnaider, Svetlana Sirak, Kendra Skoglund, Pontus Slon, Viviane Snow, Meradeth Soressi, Marie Spriggs, Matthew Stockhammer, Philipp W. Szécsényi-Nagy, Anna Thangaraj, Kumarasamy Tiesler, Vera Tober, Ray Wang, Chuan-Chao Warinner, Christina Yasawardene, Surangi Zahir, Muhammad Australian Research Council National Research Foundation (South Africa) Conselho Nacional de Desenvolvimento Científico e Tecnológico (Brasil) Fundação de Amparo à Pesquisa do Estado de São Paulo Medical Research Council (UK) Dutch Research Council Ministry of Science and Technology (India) European Commission We are a group of archaeologists, anthropologists, curators and geneticists representing diverse global communities and 31 countries. All of us met in a virtual workshop dedicated to ethics in ancient DNA research held in November 2020. There was widespread agreement that globally applicable ethical guidelines are needed, but that recent recommendations grounded in discussion about research on human remains from North America are not always generalizable worldwide. Here we propose the following globally applicable guidelines, taking into consideration diverse contexts. These hold that: (1) researchers must ensure that all regulations were followed in the places where they work and from which the human remains derived; (2) researchers must prepare a detailed plan prior to beginning any study; (3) researchers must minimize damage to human remains; (4) researchers must ensure that data are made available following publication to allow critical re-examination of scientific findings; and (5) researchers must engage with other stakeholders from the beginning of a study and ensure respect and sensitivity to stakeholder perspectives. We commit to adhering to these guidelines and expect they will promote a high ethical standard in DNA research on human remains going forward. C.J.F. acknowledges support from the Australian Research Council Discovery Project DP160100811. V.G. acknowledges support from the National Research Foundation (NRF) South Africa; opinions expressed and conclusions arrived at are those of the authors and are not necessarily attributed to the NRF. M.O. acknowledges support from Conselho Nacional de Desenvolvimento Científico e Tecnológico grant 302163/2017-4 and from Fundação de Amparo à Pesquisa do Estado de São Paulo grant 2018/23282-5. P.S. acknowledges Francis Crick Institute core funding (FC001595) from Cancer Research UK, the UK Medical Research Council and the Wellcome Trust. V.S. acknowledges funding from the Alon Fellowship. M. Soressi acknowledges support from Dutch Research council grant VI.C.191.070. A.S.-N. acknowledges the János Bolyai Research Scholarship of the Hungarian Academy of Sciences. K.T. was supported by a J. C. Bose Fellowship (JCB/2019/000027), SERB and CSIR, Ministry of Science and Technology, Government of India. C.W. acknowledges support from the European Research Council (ERC-2017-StG 804844- DAIRYCULTURES) and the Werner Siemens Stiftung. 2022-03-09T13:00:32Z 2022-03-09T13:00:32Z 2021 2022-03-09T13:00:32Z artículo de revisión http://purl.org/coar/resource_type/c_dcae04bc doi: 10.1038/s41586-021-04008-x issn: 1476-4687 Nature 599: 41-46 (2021) http://hdl.handle.net/10261/263519 10.1038/s41586-021-04008-x http://dx.doi.org/10.13039/501100000265 http://dx.doi.org/10.13039/501100001321 http://dx.doi.org/10.13039/501100000780 http://dx.doi.org/10.13039/501100003593 http://dx.doi.org/10.13039/501100000923 http://dx.doi.org/10.13039/501100001807 http://doi.org/10.1038/s41586-021-04008-x Sí none Nature Publishing Group